Compliance Monitoring

Compliance Monitoring

Continuous Compliance Monitoring for Regulatory Risk Management

konaAI gives compliance leaders the visibility, control, and information they need to stay ahead of risks and align with regulatory expectations.

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From Data to Defensible Compliance

Uncover hidden risks, automate monitoring, and empower risk and compliance teams with data-driven insights.

End-to-End Risk Visibility

  • 360° Monitoring From anti-bribery to ESG and financial crime, konaAI covers the spectrum of compliance risk areas.
  • Unified Data Access Simultaneously access vendor, employee, and customer data in one platform to evaluate high-risk geographies or business units.
  • Regulatory Confidence Conduct evidence-based risk assessments aligned with DOJ and other regulatory guidelines using targeted AI algorithms.

Intelligent Risk Detection

  • Smarter Alerts Prioritize high-risk transactions with AI-driven scoring and continuous monitoring.
  • Proactive Insights Move beyond manual sampling with data-driven continuous compliance monitoring that adapts to your organization’s risk profile.
  • Reduce Investigative Costs Leverage centralized, complementary financial and other data sources for stronger continuous compliance monitoring.

Enterprise Ready Deployment

  • ERP-Agnostic Integration Works with SAP, Oracle, JD Edwards, Microsoft Dynamics, and your in-house systems.
  • Flexible Deployment Choose secure cloud or on-premises implementation based on your IT environment.
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Compliance Solution Designed for Enterprises

With hundreds of pre-built and customizable scenarios, konaAI helps you navigate risk with confidence.

Identify conflicts of interest, hidden employee, and risky transactions.

  • Monitor payments and third-party spend
  • Detect duplicate vendors and policy violations
  • Track high-risk geographies and industries

Uncover policy violations, misconduct, and risk related red flags.

  • Monitor unusual expense and reimbursement claims
  • Detect conflicts of interest
  • Track policy violations and high-risk activity

Protect against revenue and commission schemes and excessive discounts and free goods practices.

  • Real-time monitoring of customer, distributor, and third-party agent transactions
  • Detect potential high-risk networks, payment patterns, and unusual account activity
  • Strengthen AML, anti-bribery, and sanctions programs
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Case Study

20+ Billion in Payments Analyzed,
100+ Algorithms Applied

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DOJ Compliance Checklist

konaAI aligns with DOJ expectations, helping you demonstrate active monitoring, build defensible testing methodologies, and drive measurable outcomes.

Continuous compliance monitoring of potential high-risk transactions

Access to relevant
data sources

Tailored risk-based
procedures

Evidence of compliance program effectiveness

Frequently Asked Questions

What is compliance monitoring?

Compliance monitoring is a continuous process of evaluating whether an organization is adhering to the legal, regulatory, and internal policies and procedural requirements. Compliance monitoring process involves the use of surveillance, review, and analysis of activities and risk indicators to identify issues such as:

  • High risk transactions
  • Policy violations
  • Conflicts of interest
  • Human rights / modern slavery
  • Sanctions and trade non-compliance

konaAI’s compliance monitoring software delivers actionable insights and supports timely corrective action to prevent violations and maintain accountability.  

Why is compliance monitoring critical for your business?

Compliance and continuous controls monitoring is critical for your business as it can help to:

  • Avoid potential legal and financial penalties
  • Protect the company brand and reputation
  • Enhance operational efficiency
  • Build trust with stakeholders

By integrating with your ERP systems, konaAI focuses on key risk areas like anti-corruption, sanctions, and internal controls. By leveraging data analytics tools to analyze large datasets across Procure to Pay (P2P), Travel and Entertainment (T&E), and Order to Cash (O2C) activities, konaAI delivers data-driven insights to enhance your compliance program.

ML can be used in compliance monitoring and related solutions to

  • Enable real-time monitoring and alerts
  • Automate the detection and prevention of fraud and other risks
  • Leverage natural language processing (NLP) to evaluate and review key business documents
  • Predict other compliance specific risks

The konaAI compliance solution employs its ML capabilities within its internal case management workflow enabling compliance and risk professionals to proactively tag and label high-risk transactions to identify and prevent compliance risks thus speeding up reviews and minimizing the need for manual intervention.

How can konaAI help you build a robust compliance monitoring program?

konaAI’s compliance monitoring solution helps compliance teams to build and enhance their monitoring programs by:

  • Empowering Fact-Based Decisions – konaAI’s scalable software platform empowers fact-based decisions that focus on risk areas crucial to regulators and your business leadership.
  • Delivering Defensible Compliance Monitoring Software – Demonstrate the effectiveness of your corporate compliance management program objectively and repeatably. Leading global companies trust us for an easy-to-use, rapidly deployable, and cost-effective compliance technology solution that monitors 100% of your transaction activity, with easy-to-use navigation and risk-based reporting.
  • Centralized Compliance Monitoring Software for Massive Impact – Coordinate seamlessly with your IT teams to analyze all your third-party spending, employee T&E and/or sales activities. konaAI provides a centralized and secure ecosystem for monitoring and risk-scoring, enhancing third party risk management through our compliance monitoring software.

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